Regulatory Examination Training for Key Individuals (RE1)

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Not Enrolled

Price

R 1 500,00

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Nkwali Training Consultants RE1 exam preparation programme
Nkwali Training Consultants Regulatory Examination Preparation
LEARN. GROW. SUCCEED.
RE1 · Key Individuals and FSP Decision-Makers

RE1 Exam Preparation Programme: Pass with Confidence

To begin with, your RE1 exam preparation programme gives Key Individuals and FSP decision-makers a structured route to exam readiness. In addition, it includes more than 500 exam-style questions, Play & Learn activities, qualifying-criteria tasks mapped to Knowledge and Skills, and additional mock-exam practice.

Your programme access is active. Therefore, you do not need to register, pay or enrol again.
Continue to Your Course Map ↓
17 Guided Lessons 500+ Practice Questions Three-Part Structure 9 Months Access
Programme highlights

A Complete RE1 Exam Preparation Programme

Orientation

Course Orientation

Firstly, understand the exam format, scoring, booking, timing and practical tactics for avoiding common mistakes.

Part 1 · Theory

Play & Learn Lessons

Secondly, work through concept-based theory, Play & Learn checks, quizzes and exam-style questions.

Part 2 · Tasks

Qualifying Criteria Focus

Then study the qualifying criteria, plain-language explanations and Knowledge and Skills mapping for each task.

Part 3 · Mocks

Bonus Mock Exams

Finally, complete 100 additional mock-exam questions to strengthen your preparation before exam day.

Enrolled learner profile

Who This Course Is For

Therefore, this RE1 exam preparation programme supports enrolled new and experienced Key Individuals, FSP owners and decision-makers who need a calm, structured route to preparing for the FAIS RE1 examination.

Preparation method

Guide-Aligned Learning

Lessons are structured around the official FSCA RE1 preparation material so that candidates understand what they are learning, how it may be assessed and how each topic contributes to exam readiness.

Learning outcomes

What You Will Work Towards

1

Master the Rules

Firstly, develop exam-level understanding of FAIS, the General Code, supervision, FICA and the responsibilities of Key Individuals.

2

Apply Under Pressure

Secondly, practise question interpretation, timing discipline, option elimination and ways to avoid common examination traps.

3

Finish Exam-Ready

Finally, use the structured pathway to identify gaps, strengthen weak areas and plan your final revision.

Course map

Course at a Glance

Specifically, the RE1 exam preparation programme includes 17 focused lessons covering the regulatory framework, licensing, fit and proper requirements, conduct standards, governance responsibilities, recordkeeping and financial crime controls.

Lessons 1–6: Regulatory and Licensing Foundations

01The FAIS Act as a Regulatory Framework
02Financial Products and Financial Services
03The Financial Sector Conduct Authority
04Advice, Intermediary Services and Automated Advice
05Licensing Requirements and Conditions for FSPs
06Fit and Proper Requirements

Lessons 7–12: Conduct, Roles and Representative Oversight

07General Code of Conduct
08The Compliance Officer
09The Key Individual
10The Representative
11Supervision of Representatives
12Debarment of Representatives

Lessons 13–17: Financial, Dispute and Crime Controls

13Accounting and Financial Requirements
14The FAIS Ombudsman
15Recordkeeping
16Anti-Money Laundering
17Summary, Final Revision and Exam-Day Checklist
Our unique approach

The Three-Part RE1 Structure

The programme is designed as a preparation system rather than a manual-only course. Therefore, each part supports a different stage of exam readiness.

Part 1

Theory and Play & Learn

Firstly, work through step-by-step theory supported by Play & Learn activities, quizzes and mock-style items. This allows you to test your understanding continuously rather than waiting until the end.

Part 2

Qualifying Criteria Tasks

Secondly, study the legislative wording for each task, followed by plain-language explanations and a clear mapping of what you must know and what you must be able to do.

Part 3

Bonus Mock Exams

Finally, complete 100 additional bonus mock questions on top of the lesson quizzes, integrated checks and qualifying-criteria questions included elsewhere in the programme.

Why Nkwali?

Compliance Knowledge Meets Exam Technique

Moreover, the RE1 exam preparation programme was developed by Nkwali Training Consultants in collaboration with Nkwali Compliance Consultants, drawing on practical experience with FAIS and FSCA requirements.

In addition to regulatory content, the programme includes guidance on timing, option elimination, question levels and difficult wording so that candidates can apply their knowledge under examination conditions.

Programme benefits

What Is Included

Firstly, you receive 17 guided lessons aligned to FAIS RE1 preparation.
In addition, the course follows a structured three-part learning pathway.
For example, you can work through more than 500 exam-style practice questions.
Furthermore, the programme provides 100 additional bonus mock-exam questions.
Meanwhile, dedicated lessons develop exam technique and question strategy.
Afterwards, a timed mock exam provides explanatory feedback.
You also receive a downloadable study guide and preparation checklist.
Moreover, you receive nine months of self-paced access on a mobile-friendly LMS.
As a result, progress tracking helps you work towards a certificate of completion.
Finally, use the revision lesson and exam-day checklist to complete your preparation.
Frequently asked questions

RE1 Course FAQs

How do I navigate the course?

Firstly, use the lesson list or the Next and Previous buttons. Meanwhile, your progress updates as you complete lessons and assessments.

Where should I start?

Firstly, begin with the Orientation lesson to understand the exam format, timing and strategy. Then complete the lessons in sequence.

How many practice questions are included?

In total, the programme contains more than 500 exam-style questions, including 100 additional bonus mock-exam questions.

Is the programme aligned to the RE1 Preparation Guide?

Yes; in particular, the programme structure and qualifying-criteria tasks are aligned to the official FSCA RE1 Preparation Guide.

Does the course include exam strategy?

Yes; for example, the programme includes guidance on time management, option elimination, question levels and difficult wording.

How long will I have access?

Moreover, your active programme access remains available for nine months, and you may study at your own pace on the mobile-friendly learning platform.

Does the programme include a mock exam?

Yes; in addition, you will complete lesson quizzes, integrated questions and bonus mock questions before the timed mock examination.

Will I receive a certificate?

Yes; finally, a certificate of completion becomes available after you complete all required lessons and the mock examination.

Continue your preparation

Continue Your RE1 Exam Preparation Programme

Finally, begin with the course orientation, complete each lesson in sequence and use the question bank to strengthen your readiness before your RE1 examination.

Nkwali Training Consultants
RE1 Exam Preparation Programme · Regulatory Examination Preparation
LEARN. GROW. SUCCEED.

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