Regulatory Examination Training for Key Individuals (RE1)

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RE1 Exam Preparation Course — Pass with Confidence | Nkwali Training
RE1 • Key Individuals & FSPs • South Africa

Pass Your RE1 with Confidence

A uniquely structured 3-part RE1 programme with 500+ exam-style questions, Play & Learn activities, qualifying criteria tasks mapped to Knowledge (K) and Skills (S), and bonus mock exams — all aligned to the FSCA RE1 Preparation Guide.

Orientation

Course Orientation

Format, scoring, booking, timing, and smart tactics to avoid common traps.

Part 1 • Theory

Play & Learn Lessons

Concept-by-concept theory with Play & Learn checks, quizzes, and embedded mock questions.

Part 2 • Tasks

Qualifying Criteria Focus

Legislative wording verbatim per task, followed by plain language meaning and K/S mapping.

Part 3 • Mocks

Bonus Mock Exams

100 additional exam-style questions to deepen practice before your exam day.

Who this course is for

New and experienced Key Individuals, owners, and FSP decision-makers who want a calm, structured path to passing the FAIS RE1 — with clear explanations, practical examples, and intensive, exam-style practice.

1Master the rules. Understand FAIS, the General Code, supervision, and FICA at exam depth for Key Individuals.
2Apply under pressure. Practice with 500+ questions, timing discipline, and mistake-proofing.
3Finish exam-ready. Use the structured 3-part pathway to close gaps and plan your final revision day.

Course at a glance

17 focused lessons, from the FAIS Act as a regulatory framework through to a final summary and exam-day checklist — each mapped to the FSCA RE1 tasks in the official Preparation Guide, and integrated into a 3-part structure: Theory, Qualifying Criteria Tasks, and Bonus Mock Exams.

1
The FAIS Act as a Regulatory Framework
2
Financial Products and Financial Services
3
The Financial Sector Conduct Authority
4
Advice Intermediary Services and Automated Advice
5
Understanding Licensing Requirements and Conditions for FSPs
6
Fit and Proper Requirements
7
General Code of Conduct
8
The Compliance Officer
9
The Key Individual
10
The Representative
11
Supervision of Representatives
12
Debarment of Representatives
13
Accounting and Financial Requirements
14
The FAIS Ombudsman
15
Recordkeeping
16
Anti Money Laundering
17
Summary — final wrap-up and exam-day checklist
Each lesson links back to the FSCA RE1 Preparation Guide so you always know why you’re learning a topic, how it will be assessed, and where it fits in the 3-part structure.

Our 3-part structure: what makes this RE1 course different

Unlike many RE1 offerings that simply provide a manual and a single mock, this course is built as a full preparation system in three parts, with one of the largest question banks in the market.

Part 1: Theory + Play & Learn

Step-by-step theory lessons with Play & Learn activities, quizzes and mock-style items woven throughout. You don’t just read – you continuously apply and test your understanding as you go.

Part 2: Qualifying Criteria Tasks (K & S)

For each FSCA task we show the legislative wording verbatim, then unpack it in plain language. We map out what you must know (K – knowledge) and what you must be able to do (S – skills) so you can study exactly what the exam is testing.

Part 3: Bonus Mock Exams

On top of all lesson quizzes and integrated questions, you get 100 additional bonus mock questions. This pushes the total to 500+ exam-style questions so you walk into the exam having seen many patterns.

This 3-part structure, combined with dedicated lessons on exam techniques and how to answer RE1 questions, is our key USP: it mirrors how the FSCA sets the exam and gives you a clear roadmap from legislation to marks.

Why candidates choose Nkwali Training Consultants for FAIS RE1 preparation

Preparation-Guide Method

First, we align your plan to the official FSCA RE1 Preparation Guide; consequently, you focus on outcomes that convert into marks on Regulatory Examination 1, not just general reading.

Techniques, Not Just Content

Secondly, we include dedicated lessons on how to write the exam – timing, option elimination, handling Level 1–4 questions, and reading traps – so you answer decisively under pressure.

Course Overview

Passing the RE1 Exam doesn’t have to feel like decoding legal jargon! This course was developed by Nkwali Training Consultants, in collaboration with Nkwali Compliance Consultants — a team of practising compliance officers who work daily with FAIS and FSCA requirements.

We’ve transformed traditional RE1 preparation into a structured, strategy-driven experience. You won’t just read through legislation; you’ll learn how to apply it confidently in real-world exam scenarios. Each lesson is clear, practical, and based on the official FSCA RE1 Preparation Guide.

Our unique 3-part structure (Theory + Play & Learn, Qualifying Criteria Tasks with K/S mapping, and Bonus Mock Exams) plus 500+ exam-style questions means your preparation is deeper and more targeted than a standard “manual and one mock” approach.

Whether you’re writing RE1 for the first time or aiming for a better result, this course gives you the tools, structure, and confidence to pass. You’ll have nine months of access to study at your own pace, using an online platform designed for simplicity and success.

By the end of this course, you’ll not only know the content — you’ll know exactly how to turn that knowledge into marks.

What’s included

  • 17 guided modules aligned to FAIS RE1 preparation, mapped to likely question types.
  • A structured 3-part pathway: Theory + Play & Learn, Qualifying Criteria Tasks (with K/S mapping), and Bonus Mock Exams.
  • Over 500 RE1-style practice questions across Play & Learn activities, lesson quizzes, task-based questions, and full mock exams.
  • 100 additional bonus mock-exam questions in Part 3 to help you stress-test your readiness.
  • Dedicated lessons on exam preparation and techniques to answer questions effectively.
  • Timed mock exam with explanatory feedback, plus lesson quizzes that mirror exam phrasing and difficulty.
  • Downloadable study guide and structured preparation checklist (available after enrollment in your Resources area).
  • Access period: 9 months (self-paced on a mobile-friendly LMS) with progress tracking.
  • Certificate of completion; group enrolments and cohort reporting for teams.
  • Support from South African compliance practitioners focused on exam relevance.
  • Clear onboarding and a quick start so you begin confidently within minutes.

High pass rate, without the guesswork

Because many candidates struggle with legislation, we simplify core topics and pair them with proven tactics; therefore, you move from uncertainty to clarity and, ultimately, to confident performance on Regulatory Examination 1. Our structured approach supports a consistently high pass rate instead of leaving success to chance.

We develop this programme at Nkwali Training Consultants with subject-matter leadership from Nkwali Compliance Consultants; importantly, we track FSCA expectations continuously and reflect them in the content and question bank.

FAQs

How do I navigate the course?

Use the left lesson list or the Next/Previous buttons. Progress updates as you complete lessons and assessments.

Where should I start?

After enrollment, begin with the Orientation lesson for format, timing, and strategy—then work through lessons in sequence.

How many practice questions are included?

Across Play & Learn activities, lesson quizzes, qualifying criteria tasks, and mock exams, you’ll work through over 500 exam-style questions, including a dedicated bank of 100 bonus mock-exam questions.

Is the course aligned to current FSCA RE1 requirements?

Yes. We track FAIS, the General Code, and FSCA guidance continuously and incorporate updates promptly to keep your preparation accurate.

Does the course include strategy or just content?

Both. We teach essential knowledge and also include specific lessons on exam technique—time management, option elimination, understanding question levels, and handling tricky wording—so you master how to pass RE1.

How long is access?

You get 9 months of access from enrollment and can study anytime on a mobile-friendly LMS.

Does it include a mock exam?

Yes. You’ll complete a timed mock that mirrors real exam conditions, plus extensive quizzes and bonus mock questions to reinforce learning.

Will I get a certificate?

Yes. Once all lessons and the mock exam are completed, your certificate unlocks automatically.

Can my company enroll a team?

Yes. We support group enrollments and cohort reporting. Contact learning@nkwalitraining.com.

© 2025 Nkwali Training Consultants.

Welcome to the RE1 Preparation Course. Please find your official RE1 Exam Manual below. This manual is your primary study resource and includes all the key topics and legislative references required for the RE1 regulatory exam.

Download the material below:

RE1 Key Individuals Manual 2025

FSR Act

FAIS Act

Time Frame and Penalties Information

General Code of Conduct

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