Regulatory Examination Training for Key Individuals (RE1)

Course Introduction

Welcome to the RE1 Regulatory Examination Training Course. This programme is designed to help Key Individuals prepare for the FSCA’s Regulatory Exam through structured lessons, narrated videos, practice quizzes, and practical exam-aligned guidance.

Whether you are newly appointed or looking to refresh your compliance knowledge, this self-paced course will equip you with the tools and confidence to succeed.

📌 Course Outcomes
By the end of this course, you will be able to:

Understand the purpose and structure of the FAIS Act as a regulatory framework.

Explain the roles and legal responsibilities of Key Individuals under the FAIS Act and Board Notice 194 of 2017.

Apply fit and proper requirements, including supervision, financial soundness, recordkeeping, and debarment rules.

Navigate the FSCA structure and interaction channels with financial services providers.

Interpret the qualifying criteria for the RE1 exam and apply them to exam-style scenarios.

Successfully complete practice quizzes that simulate the RE1 examination format.