Regulatory Examination Training for Key Individuals (RE1)

Current Status

Not Enrolled

Price

R 1 500,00

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Nkwali Training Consultants
Nkwali Training Consultants Regulatory Examination Preparation
LEARN. GROW. SUCCEED.
RE1 · Key Individuals and FSP Decision-Makers

Pass Your RE1 with Confidence

A structured three-part RE1 exam preparation programme with more than 500 exam-style questions, Play & Learn activities, qualifying-criteria tasks mapped to Knowledge and Skills, and additional mock-exam practice.

17 Guided Lessons 500+ Practice Questions Three-Part Structure 9 Months Access
Programme highlights

A Complete RE1 Preparation System

Orientation

Course Orientation

Understand the exam format, scoring, booking, timing and practical tactics for avoiding common mistakes.

Part 1 · Theory

Play & Learn Lessons

Work through concept-based theory, Play & Learn checks, quizzes and exam-style questions.

Part 2 · Tasks

Qualifying Criteria Focus

Study the qualifying criteria, plain-language explanations and Knowledge and Skills mapping for each task.

Part 3 · Mocks

Bonus Mock Exams

Complete 100 additional mock-exam questions to strengthen your preparation before exam day.

Who should enrol?

Who This Course Is For

The programme is designed for new and experienced Key Individuals, FSP owners and decision-makers who require a calm, structured route to preparing for the FAIS RE1 examination.

Preparation method

Guide-Aligned Learning

Lessons are structured around the official FSCA RE1 Preparation Guide so that candidates understand what they are learning, how it may be assessed and how each topic contributes to exam readiness.

Learning outcomes

What You Will Work Towards

1

Master the Rules

Develop exam-level understanding of FAIS, the General Code, supervision, FICA and the responsibilities of Key Individuals.

2

Apply Under Pressure

Practise question interpretation, timing discipline, option elimination and avoiding common examination traps.

3

Finish Exam-Ready

Use the structured pathway to identify gaps, strengthen weak areas and plan your final revision.

Course map

Course at a Glance

The course includes 17 focused lessons covering the regulatory framework, licensing, fit and proper requirements, conduct standards, governance responsibilities, recordkeeping and financial crime controls.

01The FAIS Act as a Regulatory Framework
02Financial Products and Financial Services
03The Financial Sector Conduct Authority
04Advice, Intermediary Services and Automated Advice
05Licensing Requirements and Conditions for FSPs
06Fit and Proper Requirements
07General Code of Conduct
08The Compliance Officer
09The Key Individual
10The Representative
11Supervision of Representatives
12Debarment of Representatives
13Accounting and Financial Requirements
14The FAIS Ombudsman
15Recordkeeping
16Anti-Money Laundering
17Summary, Final Revision and Exam-Day Checklist
Our unique approach

The Three-Part RE1 Structure

The programme is designed as a preparation system rather than a manual-only course. Each part supports a different stage of exam readiness.

Part 1

Theory and Play & Learn

Work through step-by-step theory supported by Play & Learn activities, quizzes and mock-style items. This allows you to test your understanding continuously rather than waiting until the end.

Part 2

Qualifying Criteria Tasks

Study the legislative wording for each task, followed by plain-language explanations and a clear mapping of what you must know and what you must be able to do.

Part 3

Bonus Mock Exams

Complete 100 additional bonus mock questions on top of the lesson quizzes, integrated checks and qualifying-criteria questions included elsewhere in the programme.

Why Nkwali?

Compliance Knowledge Meets Exam Technique

The course was developed by Nkwali Training Consultants in collaboration with Nkwali Compliance Consultants, drawing on practical experience with FAIS and FSCA requirements.

In addition to regulatory content, the programme includes guidance on timing, option elimination, question levels and difficult wording so that candidates can apply their knowledge under examination conditions.

Programme benefits

What Is Included

17 guided lessons aligned to FAIS RE1 preparation.
A structured three-part learning pathway.
More than 500 exam-style practice questions.
100 additional bonus mock-exam questions.
Dedicated lessons on exam technique and question strategy.
A timed mock exam with explanatory feedback.
A downloadable study guide and preparation checklist.
Nine months of self-paced access on a mobile-friendly LMS.
Progress tracking and a certificate of completion.
Group enrolments and cohort reporting for organisations.
Frequently asked questions

RE1 Course FAQs

How do I navigate the course?

Use the lesson list or the Next and Previous buttons. Your progress updates as you complete lessons and assessments.

Where should I start?

Begin with the Orientation lesson to understand the exam format, timing and strategy. Then complete the lessons in sequence.

How many practice questions are included?

The programme contains more than 500 exam-style questions, including 100 additional bonus mock-exam questions.

Is the programme aligned to the RE1 Preparation Guide?

Yes. The programme structure and qualifying-criteria tasks are aligned to the official FSCA RE1 Preparation Guide.

Does the course include exam strategy?

Yes. The programme includes guidance on time management, option elimination, question levels and difficult wording.

How long will I have access?

You receive nine months of access from enrolment and may study at your own pace on the mobile-friendly learning platform.

Does the programme include a mock exam?

Yes. You will complete a timed mock examination as well as lesson quizzes, integrated questions and bonus mock questions.

Will I receive a certificate?

Yes. A certificate of completion becomes available after all required lessons and the mock examination have been completed.

Can my organisation enrol a group?

Yes. Group enrolments and cohort reporting are available. Contact learning@nkwalitraining.com.

Start your preparation

Build Your Knowledge, Strategy and Confidence

Begin with the course orientation, complete each lesson in sequence and use the question bank to strengthen your readiness before your RE1 examination.

Nkwali Training Consultants
RE1 Exam Preparation Programme · Regulatory Examination Preparation
LEARN. GROW. SUCCEED.

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